XAI Floating Rate & Alternative Income Trust
Last updated September 27, 2026
Organization details
- Legal name
- XAI Floating Rate & Alternative Income Trust
- Ownership
- Public
- Status
- Active
- Headquarters country
- United States
- Ticker symbol
- XFLT
- Primary stock exchange
- NYSE
Identifiers
- SEC CIK
- 0001703079
Board of directors
-
Theodore J. Brombach · Director · President & CEOSince 2025
-
William T. Meyers · DirectorSince 2024
Chief executives
Theodore J. Brombach
· President & CEO
Dates unknown
Board connections
1 of this board's directors also sit on 1 other board.
- via Theodore J. Brombach
Insider trades
All notable trades →From SEC Forms 4 and 5. Open-market purchases and sales are highlighted; grants, option exercises and shares withheld for tax are routine.
- Bought, last 12 months
- $0
- 0 purchases by 0 insiders
- Sold, last 12 months
- $0
- 0 sales by 0 insiders
| Date | Insider | Transaction | Shares | Price | Value |
|---|---|---|---|---|---|
| Dec 24, 2025 | Theodore J. Brombach Director, Officer (President & CEO) | Gift | −7,811 | — | — |
| Dec 24, 2025 | Spence John Yogi Officer (Vice President) | Gift | −7,811 | — | — |
| Dec 24, 2025 | Flynn Kimberly Ann Officer (Vice President) | Other | +3,504 | — | — |
| Dec 24, 2025 | McCulloch Benjamin Officer (Secretary & CLO) | Other | +3,389 | — | — |
| Sep 11, 2025 | Jones Scott C Trustee | Open-market sale | −13,009 | $5.62 | $73,109 |
| Feb 21, 2025 | Spence John Yogi Officer (Vice President) | Open-market purchase | +2,000 | $6.38 | $12,760 |
| Feb 19, 2025 | Spence John Yogi Officer (Vice President) | Open-market purchase | +3,000 | $6.41 | $19,230 |
| Dec 19, 2024 | Spence John Yogi Adviser Personnel | Open-market purchase | +2,000 | $6.50 | $13,000 |
| Dec 18, 2024 | Theodore J. Brombach Director, Officer (President & CEO) | Other | −6,052 | — | — |
| Dec 18, 2024 | Spence John Yogi Officer (Vice President) | Other | −6,052 | — | — |
| Dec 18, 2024 | McCulloch Benjamin Officer (Secretary & CLO) | Other | +2,857 | — | — |
| Dec 18, 2024 | Flynn Kimberly Ann Officer (Vice President) | Other | +3,004 | — | — |
| Jul 17, 2024 | Spence John Yogi Adviser Personnel | Open-market purchase | −831 | — | — |
| Jul 17, 2024 | Theodore J. Brombach Officer (President & CEO) | Other | −831 | — | — |
| Jul 10, 2024 | Spence John Yogi Adviser Personnel | Other | −2,390 | — | — |
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