Tri Continental Corporation
Organization details
- Legal name
- Tri Continental Corporation
- Ownership
- Public
- Status
- Active
- Jurisdiction of incorporation
- Maryland
- Headquarters city
- Boston
- Headquarters state / province
- Massachusetts
- Headquarters country
- United States
- Fiscal year end
- December
- Ticker symbol
- TY
- Primary stock exchange
- NYSE
Identifiers
- SEC CIK
- 0000099614
- EIN
- 13-5441850
Board of directors
-
David M. Moffett · DirectorSince 2024
-
Janet Carrig · DirectorSince 2023
-
Nancy Therese Lukitsh · DirectorSince 2026
-
Pamela G. Carlton · DirectorSince 2025
Board connections
4 of this board's directors also sit on 7 other boards.
- via David M. Moffett, Janet Carrig, Nancy Therese Lukitsh and Pamela G. Carlton
- via Pamela G. Carlton
- via David M. Moffett
- via Janet Carrig
- via Pamela G. Carlton
- via David M. Moffett
- via Janet Carrig
Insider trades
All notable trades →From SEC Forms 4 and 5. Open-market purchases and sales are highlighted; grants, option exercises and shares withheld for tax are routine.
- Bought, last 12 months
- $0
- 0 purchases by 0 insiders
- Sold, last 12 months
- $87,175
- 1 sale by 1 insider
| Date | Insider | Transaction | Shares | Price | Value |
|---|---|---|---|---|---|
| May 27, 2026 | Jin Yan Portfolio Manager of Issuer | Open-market sale | −2,500 | $34.87 | $87,175 |
| Sep 4, 2025 | Petersen Christopher O. Officer (SVP & Asst Secretary) | Open-market sale | −151 | $33.56 | $5,077 |
| Aug 20, 2025 | Larrenaga Ryan Collins Officer (See Remarks) | Open-market purchase | +100 | $33.04 | $3,304 |
| Mar 7, 2025 | Pamela G. Carlton Director | Open-market sale | −332 | $31.25 | $10,375 |
| Mar 7, 2025 | Pamela G. Carlton Director | Open-market sale | −1,483 | $31.22 | $46,299 |
| Nov 18, 2024 | TRUSCOTT WILLIAM F Officer (Senior Vice President) | Open-market purchase | +4,000 | $33.60 | $134,400 |
| Nov 8, 2024 | TRUSCOTT WILLIAM F Officer (Senior Vice President) | Gift | −2,000 | — | — |
| Aug 29, 2023 | Janet Carrig Director | Open-market sale | −27 | $27.71 | $748 |
| Jul 6, 2023 | Sivaraman Raghavendran Portfolio Manager of Issuer | Open-market purchase | +1,873 | $27.06 | $50,683 |
| Jul 6, 2023 | Sivaraman Raghavendran Portfolio Manager of Issuer | Open-market purchase | +712 | $27.08 | $19,281 |
| Jul 6, 2023 | Sivaraman Raghavendran Portfolio Manager of Issuer | Open-market purchase | +415 | $27.10 | $11,247 |
Questions about Tri Continental Corporation
How many directors are on Tri Continental Corporation's board?
Tri Continental Corporation's board has 4 directors: David M. Moffett, Janet Carrig, Nancy Therese Lukitsh and Pamela G. Carlton.
Are Tri Continental Corporation insiders buying or selling shares?
Over the last 12 months, Tri Continental Corporation insiders made no open-market purchases and sold $87,175 of shares in 1 sale on the open market, as reported to the SEC on Forms 4 and 5.
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