Total Return Securities Fund
Organization details
- Legal name
- Total Return Securities Fund
- Former names
- Swiss Helvetia Fund, INC.
- Ownership
- Public
- Status
- Active
- Jurisdiction of incorporation
- Maryland
- Headquarters city
- Cincinnati
- Headquarters state / province
- Ohio
- Headquarters country
- United States
- Fiscal year end
- December
- Ticker symbol
- SWZ
- Primary stock exchange
- NYSE
Identifiers
- SEC CIK
- 0000813623
Board of directors
-
Andrew Dakos · Director · President and CEOSince 2025
-
Ben H. Harris · DirectorSince 2026
-
Gerald Hellerman · DirectorSince 2025
-
Moritz A. Sell · DirectorSince 2025
-
Phillip Goldstein · Director · SecretarySince 2025
Chief executives
Board connections
4 of this board's directors also sit on 5 other boards.
- via Andrew Dakos, Gerald Hellerman, Moritz A. Sell and Phillip Goldstein
- via Andrew Dakos, Moritz A. Sell and Phillip Goldstein
- via Andrew Dakos
- via Moritz A. Sell
- via Moritz A. Sell
Insider trades
All notable trades →From SEC Forms 4 and 5. Open-market purchases and sales are highlighted; grants, option exercises and shares withheld for tax are routine.
- Bought, last 12 months
- $1,505,323
- 73 purchases by 4 insiders
- Sold, last 12 months
- $347,188
- 24 sales by 1 insider
| Date | Insider | Transaction | Shares | Price | Value |
|---|---|---|---|---|---|
| Oct 8, 2026 | Phillip Goldstein Director, Officer (Secretary), Affiliate of the Adviser | Open-market purchase | +5,000 | $5.73 | $28,637 |
| Oct 1, 2026 | Phillip Goldstein Director, Officer (Secretary), Affiliate of the Adviser | Small acquisition | +15 | $5.71 | $86 |
| Sep 28, 2026 | Moritz A. Sell Director | Open-market purchase | +2,000 | $5.77 | $11,540 |
| Sep 28, 2026 | Andrew Dakos Director, Officer (President and CEO), Affiliate of Adviser | Open-market purchase | +1,000 | $5.76 | $5,760 |
| Sep 28, 2026 | Andrew Dakos Director, Officer (President and CEO), Affiliate of Adviser | Open-market purchase | +9,000 | $5.77 | $51,930 |
| Sep 25, 2026 | Andrew Dakos Director, Officer (President and CEO), Affiliate of Adviser | Open-market purchase | +7,649 | $5.81 | $44,441 |
| Sep 25, 2026 | Andrew Dakos Director, Officer (President and CEO), Affiliate of Adviser | Open-market purchase | +2,351 | $5.82 | $13,683 |
| Aug 31, 2026 | Moritz A. Sell Director | Open-market purchase | +3,000 | $5.98 | $17,940 |
| Aug 24, 2026 | Rajeev P. Das Officer (Secretary) | Open-market purchase | +1,366 | $5.93 | $8,100 |
| Aug 21, 2026 | Rajeev P. Das Officer (Secretary) | Open-market purchase | +1,700 | $5.93 | $10,081 |
| Aug 10, 2026 | Moritz A. Sell Director | Open-market purchase | +1,000 | $5.91 | $5,910 |
| Jul 23, 2026 | Moritz A. Sell Director | Open-market purchase | +2,000 | $5.86 | $11,720 |
| Jul 22, 2026 | Moritz A. Sell Director | Open-market purchase | +517 | $5.90 | $3,050 |
| Jul 21, 2026 | Moritz A. Sell Director | Open-market purchase | +483 | $5.90 | $2,850 |
| Jul 20, 2026 | Moritz A. Sell Director | Open-market purchase | +1,000 | $5.93 | $5,930 |
Questions about Total Return Securities Fund
Who is the CEO of Total Return Securities Fund?
Andrew Dakos is Total Return Securities Fund's President and CEO.
How many directors are on Total Return Securities Fund's board?
Total Return Securities Fund's board has 5 directors: Andrew Dakos, Ben H. Harris, Gerald Hellerman, Moritz A. Sell and Phillip Goldstein.
Are Total Return Securities Fund insiders buying or selling shares?
Over the last 12 months, Total Return Securities Fund insiders bought $1.5 million of shares in 73 purchases and sold $347,188 of shares in 24 sales on the open market, as reported to the SEC on Forms 4 and 5.
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