Neostellar Capital Corp.
Organization details
- Legal name
- Neostellar Capital Corp.
- Former names
- Suro Capital Corp. Sutter Rock Capital Corp. GSV Capital Corp. NeXt Innovation Corp. NeXt BDC Capital Corp.
- Ownership
- Public
- Status
- Active
- Jurisdiction of incorporation
- Maryland
- Headquarters city
- New York
- Headquarters state / province
- New York
- Headquarters country
- United States
- Fiscal year end
- December
- Ticker symbol
- NSLR
- Primary stock exchange
- Nasdaq
Identifiers
- SEC CIK
- 0001509470
- EIN
- 27-4443543
Board of directors
-
Erik A. Falk · DirectorSince 2026
-
Leonard Potter · DirectorSince 2023
-
Lisa Westley · DirectorSince 2023
-
Marc Mazur · DirectorSince 2023
-
Mark D. Klein · Director · Chairman, CEO and PresidentSince 2023
-
Richard C. Szuch · DirectorSince 2025
-
Ronald M. Lott · DirectorSince 2023
Chief executives
Director election results
Annual meeting of June 12, 2026. Support is votes for as a share of votes for and against (or withheld). Below 80% is a clear protest.
-
87.4%
-
88.0%
Board connections
2 of this board's directors also sit on 4 other boards.
- via Marc Mazur
- via Leonard Potter
- via Marc Mazur
- via Leonard Potter
Insider trades
All notable trades →From SEC Forms 4 and 5. Open-market purchases and sales are highlighted; grants, option exercises and shares withheld for tax are routine.
- Bought, last 12 months
- $981,559
- 6 purchases by 3 insiders
- Sold, last 12 months
- $194,452
- 3 sales by 1 insider
| Date | Insider | Transaction | Shares | Price | Value |
|---|---|---|---|---|---|
| Nov 6, 2026 | Leonard Potter Director | Open-market purchase | +20,000 | $5.76 | $115,200 |
| Sep 21, 2026 | Mark D. Klein Director, Officer (Chairman, CEO and President) | Open-market purchase | +5,000 | $7.91 | $39,550 |
| Sep 3, 2026 | Ronald M. Lott Director | Open-market sale | −5,085 | $9.96 | $50,647 |
| Aug 26, 2026 | Erik A. Falk Director | Open-market purchase | +50,000 | $10.22 | $511,000 |
| Aug 10, 2026 | Mark D. Klein Director, Officer (Chairman, CEO and President) | Open-market purchase | +26,040 | $9.60 | $249,984 |
| Jun 23, 2026 | Ronald M. Lott Director | Open-market sale | −500 | $12.35 | $6,175 |
| Jun 15, 2026 | Green Allison Officer (See Remarks) | Shares withheld for tax | −41,815 | $13.56 | $567,011 |
| Jun 15, 2026 | Mark D. Klein Director, Officer (Chairman, CEO and President) | Shares withheld for tax | −293,265 | $13.56 | $3,976,673 |
| Jun 12, 2026 | Green Allison Officer (See Remarks) | Grant or award | +60,000 | — | — |
| Jun 12, 2026 | Mark D. Klein Director, Officer (Chairman, CEO and President) | Grant or award | +350,000 | — | — |
| Jun 10, 2026 | Lisa Westley Director | Grant or award | +3,536 | — | — |
| Jun 10, 2026 | Marc Mazur Director | Grant or award | +3,536 | — | — |
| Jun 10, 2026 | Richard C. Szuch Director | Grant or award | +3,536 | — | — |
| Jun 10, 2026 | Ronald M. Lott Director | Grant or award | +3,536 | — | — |
| Jun 10, 2026 | Leonard Potter Director | Grant or award | +3,536 | — | — |
Questions about Neostellar Capital Corp.
Who is the CEO of Neostellar Capital Corp.?
Mark D. Klein is Neostellar Capital Corp.'s Chairman, CEO and President.
How many directors are on Neostellar Capital Corp.'s board?
Neostellar Capital Corp.'s board has 7 directors: Erik A. Falk, Leonard Potter, Lisa Westley, Marc Mazur, Mark D. Klein, Richard C. Szuch and Ronald M. Lott.
Are Neostellar Capital Corp. insiders buying or selling shares?
Over the last 12 months, Neostellar Capital Corp. insiders bought $981,559 of shares in 6 purchases and sold $194,452 of shares in 3 sales on the open market, as reported to the SEC on Forms 4 and 5.
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