LPL Financial Holdings Inc.
Last updated September 27, 2026
Organization details
- Legal name
- LPL Financial Holdings Inc.
- Former names
- LPL Investment Holdings Inc.
- Ownership
- Public
- Status
- Active
- SIC code
- 6200 — Security & Commodity Brokers, Dealers, Exchanges & Services
- Jurisdiction of incorporation
- Delaware
- Headquarters city
- SAN Diego
- Headquarters state / province
- California
- Headquarters country
- United States
- Fiscal year end
- December
- Ticker symbol
- LPLA
- Primary stock exchange
- Nasdaq
Identifiers
- SEC CIK
- 0001397911
- EIN
- 20-3717839
Board of directors
-
Albert J. Ko · DirectorSince 2023
-
Allison Mnookin · DirectorSince 2023
-
Anne M. Mulcahy · DirectorSince 2023
-
Corey E. Thomas · DirectorSince 2023
-
Dan H. Arnold · Director · President & CEOSince 2023
-
Edward C. Bernard · DirectorSince 2023
-
James S. Putnam · DirectorSince 2023
-
Paulett Eberhart · DirectorSince 2023
-
Richard P. Schifter · DirectorSince 2023
-
Somesh Khanna · DirectorSince 2026
-
William Francis Glavin Jr. · DirectorSince 2023
Chief executives
Dan H. Arnold
· President & CEO
Dates unknown
Director election results
Annual meeting of May 14, 2026. Support is votes for as a share of votes for and against (or withheld). Below 80% is a clear protest.
-
93.8%
-
97.2%
-
97.6%
-
98.4%
-
98.8%
-
99.7%
-
99.8%
-
99.8%
Board connections
6 of this board's directors also sit on 8 other boards.
- via Allison Mnookin
- via Paulett Eberhart
- via Anne M. Mulcahy
- via William Francis Glavin Jr.
- via Anne M. Mulcahy
- via Somesh Khanna
- via Corey E. Thomas
- via Paulett Eberhart
Insider trades
All notable trades →From SEC Forms 4 and 5. Open-market purchases and sales are highlighted; grants, option exercises and shares withheld for tax are routine.
- Bought, last 12 months
- $0
- 0 purchases by 0 insiders
- Sold, last 12 months
- $7,972,315
- 53 sales by 7 insiders
| Date | Insider | Transaction | Shares | Price | Value |
|---|---|---|---|---|---|
| Sep 11, 2026 | Reeping Katharine Officer (Principal Accounting Officer) | Open-market sale | −440 | $347.88 | $153,049 |
| Sep 5, 2026 | Field Emily Officer (Group Managing Director) | Shares withheld for tax | −106 | $359.33 | $38,089 |
| Aug 28, 2026 | Edward C. Bernard Director | Grant or award | +3 | — | — |
| Aug 28, 2026 | Paulett Eberhart Director | Grant or award | +4 | — | — |
| Aug 28, 2026 | William Francis Glavin Jr. Director | Grant or award | +10 | — | — |
| Aug 28, 2026 | Allison Mnookin Director | Grant or award | +2 | — | — |
| Aug 28, 2026 | James S. Putnam Director | Grant or award | +7 | — | — |
| Aug 28, 2026 | Richard P. Schifter Director | Grant or award | +14 | — | — |
| Aug 28, 2026 | Corey E. Thomas Director | Grant or award | +4 | — | — |
| Aug 27, 2026 | Jambusaria Aneri Officer (Group Managing Director) | Open-market sale | −308 | $357.36 | $110,067 |
| Aug 20, 2026 | Gates Greg Officer (Group Managing Director) | Option exercise | +7,189 | $77.53 | $557,363 |
| Aug 20, 2026 | Gates Greg Officer (Group Managing Director) | Open-market sale | −4,119 | $355.38 | $1,463,810 |
| Aug 3, 2026 | James S. Putnam Director | Gift | −2,000 | — | — |
| Jul 31, 2026 | Enyedi Matthew Officer (Group Managing Director) | Open-market sale | −189 | $351.06 | $66,350 |
| Jul 31, 2026 | Enyedi Matthew Officer (Group Managing Director) | Open-market sale | −463 | $352.77 | $163,333 |
Reviews (0)
Sign in to write a review.
No reviews yet. Be the first to write one.