Horizon Technology Finance Corporation
Last updated September 27, 2026
Organization details
- Legal name
- Horizon Technology Finance Corporation
- Ownership
- Public
- Status
- Active
- Jurisdiction of incorporation
- Delaware
- Headquarters city
- Farmington
- Headquarters state / province
- Connecticut
- Headquarters country
- United States
- Fiscal year end
- December
- Ticker symbol
- HRZN
- Primary stock exchange
- Nasdaq
Identifiers
- SEC CIK
- 0001487428
- EIN
- 27-2114934
Board of directors
-
Gerald A. Michaud · Director · PresidentSince 2024
-
Jonathan Joseph Goodman · DirectorSince 2023
-
Joseph J. Savage · DirectorSince 2024
-
Kimberley Ann O'Connor · DirectorSince 2023
-
Michael Balkin · Director · Chief Executive OfficerSince 2023
-
Thomas J. Allison · DirectorSince 2026
Chief executives
Michael Balkin
· Chief Executive Officer
Dates unknown
Director election results
Annual meeting of June 26, 2026. Support is votes for as a share of votes for and against (or withheld). Below 80% is a clear protest.
-
80.0%
-
84.7%
Insider trades
All notable trades →From SEC Forms 4 and 5. Open-market purchases and sales are highlighted; grants, option exercises and shares withheld for tax are routine.
- Bought, last 12 months
- $629,675
- 6 purchases by 6 insiders
- Sold, last 12 months
- $0
- 0 sales by 0 insiders
| Date | Insider | Transaction | Shares | Price | Value |
|---|---|---|---|---|---|
| Jun 10, 2026 | Trolio Daniel R. Officer (Executive VP and CFO) | Open-market purchase | +11,500 | $4.34 | $49,910 |
| Jun 9, 2026 | Kimberley Ann O'Connor Director | Open-market purchase | +10,000 | $4.37 | $43,700 |
| Jun 9, 2026 | Jonathan Joseph Goodman Director | Open-market purchase | +6,000 | $4.33 | $25,980 |
| Jun 9, 2026 | Seitz Paul G Officer (Chief Investment Officer) | Open-market purchase | +11,477 | $4.35 | $49,925 |
| Jun 9, 2026 | Thomas J. Allison Director | Open-market purchase | +6,000 | $4.36 | $26,160 |
| Jun 9, 2026 | Michael Balkin Director, Officer (Chief Executive Officer) | Open-market purchase | +100,000 | $4.34 | $434,000 |
| Apr 14, 2026 | Michael Balkin Director, Officer (Chief Executive Officer) | Grant or award | +93,527 | — | — |
| Apr 14, 2026 | Thomas J. Allison Director | Grant or award | +49,926 | — | — |
| Apr 14, 2026 | Seitz Paul G Officer (Chief Investment Officer) | Grant or award | +142 | — | — |
| Apr 14, 2026 | Michael Balkin Director, Officer (Chief Executive Officer) | Grant or award | +93,527 | — | — |
| Dec 16, 2024 | Michael Balkin Director | Open-market purchase | +20,000 | $8.53 | $170,600 |
| Nov 25, 2024 | Gerald A. Michaud Director, Officer (President) | Open-market purchase | +8,000 | $9.31 | $74,480 |
| Nov 14, 2024 | Joseph J. Savage Director | Open-market purchase | +4,500 | $9.20 | $41,400 |
| Nov 13, 2024 | Joseph J. Savage Director | Open-market purchase | +5,000 | $9.35 | $46,750 |
| Aug 5, 2024 | Jonathan Joseph Goodman Director | Open-market purchase | +2,313 | $10.81 | $25,004 |
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