Caterpillar Inc.

Last updated September 27, 2026

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Organization details

Legal name: Caterpillar Inc.
Ownership: Public
Status: Active
Sector (GICS): Industrials
SIC code: 3531 — Construction Machinery & Equip
Jurisdiction of incorporation: Delaware
Headquarters city: Irving
Headquarters state / province: Texas
Headquarters country: United States
Fiscal year end: December
Ticker symbol: CAT
Primary stock exchange: NYSE

Identifiers

SEC CIK: 0000018230
EIN: 37-0602744
Wikidata ID: Q459965

Board of directors

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Daniel M. Dickinson · Director
Since 2023
David L. Calhoun · Director
Since 2023
David MacLennan · Director
Since 2023
Debra L. Reed · Director
Since 2023
Gerald Johnson · Director
Since 2023
Iii Donald J. Umpleby · Director · Executive Chairman
Since 2023
James C. Fish Jr. · Director
Since 2023
Judith Fran Marks · Director
Since 2023
Kelly Ayotte · Director
Since 2023
Lynn J. Good · Director
Since 2026
Nazzic S. Keene · Director
Since 2024
Rayford Wilkins Jr. · Director
Since 2023
Susan C. Schwab · Director
Since 2023

Chief executives

Iii Donald J. Umpleby · Chief Executive Officer

Dates unknown

Director election results

Annual meeting of June 10, 2026. Support is votes for as a share of votes for and against (or withheld). Below 80% is a clear protest.

Board connections

11 of this board's directors also sit on 17 other boards. 6 are in the same sector.

Shared director Other board Same sector +1 more in the list below

Chevron Corporation
via Debra L. Reed and Iii Donald J. Umpleby
Morgan Stanley
via Lynn J. Good and Rayford Wilkins Jr.
The Boeing Company Same sector
via David L. Calhoun and Lynn J. Good
Automatic Data Processing Inc.
via Nazzic S. Keene
BXP Inc.
via Kelly Ayotte
Blackstone Inc.
via Kelly Ayotte
Duke Energy Corporation (Holding Company)
via Lynn J. Good
Eaton Corporation PLC Same sector
via Gerald Johnson
Ecolab Inc.
via David MacLennan
FedEx Corporation Same sector
via Susan C. Schwab
ITT Inc. Same sector
via Nazzic S. Keene
Lockheed Martin Corporation Same sector
via Debra L. Reed
Marriott International
via Susan C. Schwab
News Corporation
via Kelly Ayotte
Otis Worldwide Corporation Same sector
via Judith Fran Marks
Science Applications International Corporation
via Nazzic S. Keene
Valero Energy Corporation
via Rayford Wilkins Jr.

Insider trades

All notable trades →

From SEC Forms 4 and 5. Open-market purchases and sales are highlighted; grants, option exercises and shares withheld for tax are routine.

Bought, last 12 months: $839,600; 2 purchases by 2 insiders
Sold, last 12 months: $224,803,114; 75 sales by 8 insiders

Date	Insider	Transaction	Shares	Price	Value
Nov 2, 2026	James C. Fish Jr. Director	Open-market purchase	+1,000	$620.39	$620,390
Aug 28, 2026	Creed Joseph E Officer (Chief Executive Officer)	Option exercise	+44,403	$219.76	$9,758,003
Aug 28, 2026	Creed Joseph E Officer (Chief Executive Officer)	Shares withheld for tax	−12,002	$812.98	$9,757,386
Aug 28, 2026	Creed Joseph E Officer (Chief Executive Officer)	Open-market sale	−480	$800.19	$384,091
Aug 28, 2026	Creed Joseph E Officer (Chief Executive Officer)	Open-market sale	−540	$801.10	$432,594
Aug 28, 2026	Creed Joseph E Officer (Chief Executive Officer)	Open-market sale	−280	$802.10	$224,588
Aug 28, 2026	Creed Joseph E Officer (Chief Executive Officer)	Open-market sale	−750	$803.39	$602,543
Aug 28, 2026	Creed Joseph E Officer (Chief Executive Officer)	Open-market sale	−520	$803.86	$418,007
Aug 28, 2026	Creed Joseph E Officer (Chief Executive Officer)	Open-market sale	−1,351	$805.36	$1,088,041
Aug 28, 2026	Creed Joseph E Officer (Chief Executive Officer)	Open-market sale	−3,382	$806.31	$2,726,940
Aug 28, 2026	Creed Joseph E Officer (Chief Executive Officer)	Open-market sale	−6,135	$807.41	$4,953,460
Aug 28, 2026	Creed Joseph E Officer (Chief Executive Officer)	Open-market sale	−2,639	$808.20	$2,132,840
Aug 28, 2026	Creed Joseph E Officer (Chief Executive Officer)	Open-market sale	−2,137	$809.08	$1,729,004
Aug 28, 2026	Creed Joseph E Officer (Chief Executive Officer)	Open-market sale	−3,041	$810.31	$2,464,153
Aug 28, 2026	Creed Joseph E Officer (Chief Executive Officer)	Open-market sale	−5,035	$811.31	$4,084,946

Peers

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Questions about Caterpillar Inc.

Who is the CEO of Caterpillar Inc.?

Iii Donald J. Umpleby is Caterpillar Inc.'s Chief Executive Officer.

How many directors are on Caterpillar Inc.'s board?

Caterpillar Inc.'s board has 13 directors: Daniel M. Dickinson, David L. Calhoun, David MacLennan, Debra L. Reed, Gerald Johnson, Iii Donald J. Umpleby, James C. Fish Jr., Judith Fran Marks, Kelly Ayotte, Lynn J. Good and 3 others.

Are Caterpillar Inc. insiders buying or selling shares?

Over the last 12 months, Caterpillar Inc. insiders bought $839,600 of shares in 2 purchases and sold $224.8 million of shares in 75 sales on the open market, as reported to the SEC on Forms 4 and 5.

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